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Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

SFC Licensed

CCASS ID:B01078

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2020-09-14
C	Advising on futures contracts	2012-12-17	-
C	Advising on securities	-	-
C	Asset management	-	2017-07-12
C	Dealing in futures contracts	2012-12-17	-
C	Dealing in securities	-	-