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Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

SFC Licensed
SFC ID:AAF212
CCASS ID:B01078
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SFC licences & institution history

Currently licensed
SFC ID:AAF212

Standard Chartered Securities (Hong Kong) Limited

3 former names

  1. Cazenove & Co. (Overseas) Limited

    Earlier period—1998.06.05

    SFC name change: 1998.06.05

    No SFO licence period listed under this name

  2. 嘉誠證券有限公司

    1998.06.05—2001.05.09

    SFC name change: 2001.05.09

    No SFO licence period listed under this name

  3. Cazenove Asia Limited

    2001.05.09—2009.12.14

    SFC name change: 2009.12.14

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. Standard Chartered Securities (Hong Kong) Limited

    2009.12.14—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Standard Chartered Securities (Hong Kong) Limited (AAF212)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2012.12.17—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2012.12.17—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2020.09.14
TYPE 9Asset management
  • 2003.04.01—2017.07.12