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CORE PACIFIC-YAMAICHI CAPITAL LIMITED 京華山一企業融資有限公司

SFC Licensed
SFC ID:AEM356
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SFC licences & institution history

Currently licensed
SFC ID:AEM356

Core Pacific-Yamaichi Capital Limited

2 former names

  1. Supreme Empire Limited

    Earlier period—1996.10.14

    SFC name change: 1996.10.14

    No SFO licence period listed under this name

  2. Core Pacific Capital Limited

    1996.10.14—1998.03.12

    SFC name change: 1998.03.12

    No SFO licence period listed under this name

  3. Core Pacific-Yamaichi Capital Limited

    1998.03.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Core Pacific-Yamaichi Capital Limited (AEM356)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.10.25
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2004.10.25