CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司

6 former names

1. Credit Lyonnais (Asia) Limited

   Earlier period—1996.03.05

   SFC name change: 1996.03.05

   No SFO licence period listed under this name

2. Credit Lyonnais Securities Asia (CF) Limited

   1996.03.05—1997.01.09

   SFC name change: 1997.01.09

   No SFO licence period listed under this name

3. CLSA Equity Capital Markets Limited

   1997.01.09—2013.12.02

   SFC name change: 2013.12.02

   Licences in this name periodTYPE 4TYPE 6TYPE 9

4. CLSA Capital Markets Limited

   2013.12.02—2015.04.24

   SFC name change: 2015.04.24

   Licences in this name periodTYPE 4TYPE 6

5. CITIC CLSA Capital Markets Limited

   2015.04.24—2017.12.08

   SFC name change: 2017.12.08

   Licences in this name periodTYPE 4TYPE 6

6. CLSA Capital Markets Limited

   2017.12.08—2022.12.28

   SFC name change: 2022.12.28

   Licences in this name periodTYPE 4TYPE 6

7. CITIC Securities (Hong Kong) Limited

   2022.12.28—Registered name

   Licences in this name periodTYPE 4TYPE 6