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Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司

SFC Licensed
SFC ID:AZK479
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SFC licences & institution history

Currently licensed
SFC ID:AZK479

Keptain Securities and Asset Management Limited

2 former names

  1. Frontier Global Asset Management Limited

    Earlier period—2013.01.18

    SFC name change: 2013.01.18

    No SFO licence period listed under this name

  2. Frontier Global Asset Management Limited

    2013.01.18—2019.08.14

    SFC name change: 2019.08.14

    Licences in this name periodTYPE 1TYPE 9

  3. Keptain Securities and Asset Management Limited

    2019.08.14—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Keptain Securities and Asset Management Limited (AZK479)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2013.01.24—2022.08.31
TYPE 4Advising on securities
  • 2020.08.03—Present
TYPE 9Asset management
  • 2013.01.24—Present