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Banc of America Securities Asia Limited Hong Kong SFC License Details
Banc of America Securities Asia Limited
SFC Inactive
SFC ID:
AAJ462
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
R
Advising on corporate finance
-
2024-11-29
R
Advising on securities
-
2024-11-29
R
Asset management
-
2004-11-05
R
Dealing in securities
-
2024-11-29