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Topaz Financial Group Limited 瑭明金融集團有限公司

SFC Licensed
SFC ID:BAA079
CCASS ID:B01958
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SFC licences & institution history

Currently licensed
SFC ID:BAA079

Topaz Financial Group Limited

3 former names

  1. Topaz Group Limited

    Earlier period—2012.05.10

    SFC name change: 2012.05.10

    No SFO licence period listed under this name

  2. Topaz Group Limited

    2012.05.10—2012.06.27

    SFC name change: 2012.06.27

    No SFO licence period listed under this name

  3. Topaz Group Limited

    2012.06.27—2013.03.20

    SFC name change: 2013.03.20

    Licences in this name periodTYPE 1TYPE 2

  4. Topaz Financial Group Limited

    2013.03.20—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5
Licences of Topaz Financial Group Limited (BAA079)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2012.10.12—Present
TYPE 2Dealing in futures contracts
  • 2012.10.12—Present
TYPE 4Advising on securities
  • 2019.04.25—Present
TYPE 5Advising on futures contracts
  • 2019.04.25—Present