Webb-site Legacy

CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED 中信証券融資(香港)有限公司

SFC Inactive

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2019-03-29
C	Advising on futures contracts	-	2004-07-30
C	Advising on securities	-	2004-07-30
C	Advising on securities	2007-08-01	2019-03-29
C	Asset management	-	2006-05-02
C	Dealing in securities	-	2019-03-29