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CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED 中信証券融資(香港)有限公司

SFC Inactive
SFC ID:ABF671
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SFC licences & institution history

No current licences
SFC ID:ABF671

CITIC Securities Corporate Finance (HK) Limited

4 former names

  1. Ka Wah Capital Limited

    Earlier period—2002.09.08

    SFC name change: 2002.09.08

    No SFO licence period listed under this name

  2. CITIC Capital Markets Limited

    2002.09.08—2006.05.10

    SFC name change: 2006.05.10

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  3. CITIC Securities Corporate Finance (HK) Limited

    2006.05.10—2016.06.14

    SFC name change: 2016.06.14

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  4. CSI Global Markets Limited

    2016.06.14—2016.08.12

    SFC name change: 2016.08.12

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  5. CITIC Securities Corporate Finance (HK) Limited

    2016.08.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of CITIC Securities Corporate Finance (HK) Limited (ABF671)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2019.03.29
TYPE 4Advising on securities
  • 2003.04.01—2004.07.30
  • 2007.08.01—2019.03.29
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.07.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2019.03.29
TYPE 9Asset management
  • 2003.04.01—2006.05.02