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Leading Securities Company Limited 立鼎證券有限公司
SFC Licensed
SFC ID:
BAL779
CCASS ID:
B02027
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2013-02-21
-
C
Asset management
2014-02-25
-
C
Dealing in securities
2013-02-21
-