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GRAND CATHAY SECURITIES (HONG KONG) LIMITED 大華證券(香港)有限公司

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SFC ID:AFE145
CCASS ID:B01733
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Public Disciplinary Actions
SFC bans Mr Chow Yat Kwai for 1 year for secret account
SFC, 26-Jun-2007
Orgs
People
SFC fines Grand Cathay Securities (Hong Kong) Ltd HK$60k and reprimands Mr Kwan Pok Tat
SFC, 09-Mar-2006
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People
SFC bans Mr Ng Hung Yu, ex-Grand Cathay Securities (HK) Ltd, for 2 years for abusing client accounts
SFC, 22-Feb-2006
Orgs
People