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TFI Securities and Futures Limited 天風國際證券與期貨有限公司

SFC Licensed
SFC ID:BAV573
CCASS ID:B01963
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SFC licences & institution history

Currently licensed
SFC ID:BAV573

TFI Securities and Futures Limited

3 former names

  1. GuoKing (HK) Securities & Futures Co., Limited

    Earlier period—2015.04.24

    SFC name change: 2015.04.24

    Licences in this name periodTYPE 1TYPE 2

  2. Tiger Securities (Hong Kong) Limited

    2015.04.24—2015.06.23

    SFC name change: 2015.06.23

    Licences in this name periodTYPE 1TYPE 2

  3. GuoKing (HK) Securities & Futures Co., Limited

    2015.06.23—2019.01.14

    SFC name change: 2019.01.14

    Licences in this name periodTYPE 1TYPE 2

  4. TFI Securities and Futures Limited

    2019.01.14—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of TFI Securities and Futures Limited (BAV573)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2013.05.14—Present
TYPE 2Dealing in futures contracts
  • 2013.05.14—Present
TYPE 4Advising on securities
  • 2023.04.03—Present