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Quam Securities Limited 華富建業證券有限公司

SFC Licensed
SFC ID:AAC577
CCASS ID:B01184
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SFC licences & institution history

Currently licensed
SFC ID:AAC577

Quam Securities Limited

8 former names

  1. Marwitz Company Limited

    Earlier period—1986.08.19

    SFC name change: 1986.08.19

    No SFO licence period listed under this name

  2. DMT Securities Company Limited

    1986.08.19—1994.04.12

    SFC name change: 1994.04.12

    No SFO licence period listed under this name

  3. Dharmala Securities Company Limited

    1994.04.12—1999.05.25

    SFC name change: 1999.05.25

    No SFO licence period listed under this name

  4. APC Securities Company Limited

    1999.05.25—2001.10.12

    SFC name change: 2001.10.12

    No SFO licence period listed under this name

  5. Quam Securities Company Limited

    2001.10.12—2002.09.16

    SFC name change: 2002.09.16

    No SFO licence period listed under this name

  6. Quam Securities Company Limited

    2002.09.16—2017.09.14

    SFC name change: 2017.09.14

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
  7. Oceanwide Securities Company Limited

    2017.09.14—2018.11.29

    SFC name change: 2018.11.29

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
  8. China Tonghai Securities Limited

    2018.11.29—2023.04.17

    SFC name change: 2023.04.17

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
  9. Quam Securities Limited

    2023.04.17—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of Quam Securities Limited (AAC577)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2004.10.15—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.15
  • 2012.05.25—Present
TYPE 9Asset management
  • 2003.04.01—2004.10.15
  • 2007.05.14—Present