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SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司

SFC Licensed
SFC ID:BIZ502
CCASS ID:B01497
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2016-10-31
CAdvising on futures contracts2013-05-162017-02-12
CAdvising on futures contracts2017-02-13-
CAdvising on securities-2017-02-12
CAdvising on securities2017-02-13-
CAsset management-2017-02-12
CAsset management2017-02-13-
CDealing in futures contracts2012-04-232017-02-12
CDealing in futures contracts2017-02-13-
CDealing in securities-2017-02-12
CDealing in securities2017-02-13-
CLeveraged foreign exchange trading2017-02-132018-05-31