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PIPER JAFFRAY ASIA LIMITED 派杰亞洲有限公司

SFC InactiveDissolved
SFC ID:AEG682
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SFC licences & institution history

No current licences
SFC ID:AEG682

Piper Jaffray Asia Limited

3 former names

  1. Asia Financial Capital Limited

    Earlier period—2002.05.12

    SFC name change: 2002.05.12

    No SFO licence period listed under this name

  2. Asia Investment Capital Limited

    2002.05.12—2003.10.24

    SFC name change: 2003.10.24

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Goldbond Capital (Asia) Limited

    2003.10.24—2007.10.10

    SFC name change: 2007.10.10

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. Piper Jaffray Asia Limited

    2007.10.10—Registered name

    Licences in this name periodTYPE 1TYPE 6
Licences of Piper Jaffray Asia Limited (AEG682)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2013.01.24
TYPE 4Advising on securities
  • 2003.04.01—2004.02.23
TYPE 6Advising on corporate finance
  • 2003.04.01—2013.01.24
TYPE 9Asset management
  • 2003.04.01—2004.02.23