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GUOTAI GLOBAL INVESTMENTS LIMITED 國泰全球投資管理有限公司
SFC Licensed
SFC ID:
BEL572
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
SFC licences & institution history
Currently licensed
SFC ID:
BEL572
Guotai Global Investments Limited
Licences of Guotai Global Investments Limited (BEL572)
Regulated Activity
Effective periods
TYPE 1
Dealing in securities
2019.05.07
—
Present
TYPE 4
Advising on securities
2015.08.19
—
Present
TYPE 9
Asset management
2015.08.19
—
Present