Webb-site Legacy

BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司

SFC Inactive

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on securities	2013-11-29	2022-07-29
C	Asset management	2013-11-29	2022-07-29
C	Dealing in securities	2014-04-08	2022-07-29