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EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)

SFC Licensed
SFC ID:AFO909
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SFC licences & institution history

Currently licensed
SFC ID:AFO909

Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)

3 former names

  1. Prudential Portfolio Managers (Asia) Limited (trading as Prudential Portfolio Managers Asia and PPM Asia)

    Earlier period—2002.12.04

    SFC name change: 2002.12.04

    No SFO licence period listed under this name

  2. Prudential Asset Management (Hong Kong) Limited

    2002.12.04—2004.05.11

    SFC name change: 2004.05.11

    Licences in this name periodTYPE 4TYPE 9

  3. Prudential Asset Management (Hong Kong) Limited (trading as Prudential Asset Management)

    2004.05.11—2012.02.14

    SFC name change: 2012.02.14

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  4. Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)

    2012.02.14—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) (AFO909)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2006.08.08—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present