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EAST ASIA SECURITIES COMPANY LIMITED 東亞證券有限公司

SFC Licensed
SFC ID:AAE876
CCASS ID:B01118
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SFC licences & institution history

Currently licensed
SFC ID:AAE876

East Asia Securities Company Limited

2 former names

  1. Tung Shing Securities Co. Ltd.

    Earlier period—1991.07.19

    SFC name change: 1991.07.19

    No SFO licence period listed under this name

  2. Tung Shing Securities Company Limited

    1991.07.19—1998.05.29

    SFC name change: 1998.05.29

    No SFO licence period listed under this name

  3. East Asia Securities Company Limited

    1998.05.29—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of East Asia Securities Company Limited (AAE876)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.02.24
  • 2023.11.03—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.24
TYPE 7Providing automated trading services
  • 2003.04.01—2003.08.26
TYPE 9Asset management
  • 2003.04.01—2005.02.24