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ROCKPOOL CAPITAL LIMITED 摩石資本有限公司

SFC Licensed
SFC ID:BMI329
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SFC licences & institution history

Currently licensed
SFC ID:BMI329

Rockpool Capital Limited

3 former names

  1. Vast Develop Limited

    Earlier period—2017.09.01

    SFC name change: 2017.09.01

    No SFO licence period listed under this name

  2. Rockpool Capital Limited

    2017.09.01—2017.09.29

    SFC name change: 2017.09.29

    No SFO licence period listed under this name

  3. Rockpool Capital Limited

    2017.09.29—2017.10.17

    SFC name change: 2017.10.17

    No SFO licence period listed under this name

  4. Rockpool Capital Limited

    2017.10.17—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Rockpool Capital Limited (BMI329)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2018.07.09—Present
TYPE 4Advising on securities
  • 2018.07.09—Present
TYPE 9Asset management
  • 2018.07.09—Present