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Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Wong Chun for eight years over false trading
SFC, 08-Oct-2015
Orgs
People
SFAT affirms SFC decision to revoke approval of Miranda Sham Sze Wai as RO
SFC, 13-Aug-2015
Orgs
People
Wong Chun, ex-Ping An, gets max 240 hours community service
SFC, 19-Jun-2015
After 23 days in custody pending sentence.
Orgs
People
Former licensee Wong Chun convicted of false trading in Sino-Tech (0724)
SFC, 27-May-2015
Note: to put the 200m shares in perspective, there were 9,583m shares outstanding on 31-Jan-2011 so this is just over 2%.
Orgs
People
SFC bans former CEO of Ping An of China Securities (HK) for a year over AML failures
SFC, 23-Feb-2015
The firm is owned by Ping An Insurance (2318).
Orgs
People
Topics
Ping An (2318) HK securities arm fined HK$6m over AML failures
SFC, 09-Jul-2014
Orgs
Topics
Retail investor convicted of misleading the SFC in market manipulation investigation
SFC, 13-Feb-2014
Orgs
People
Ping An: not the whole picture
Webb-site.com, 15-Mar-2011
We look behind last night's shock placing by Ping An Insurance to tycoon Cheng Yu Tung, and call for a full explanation from the issuer.
Orgs
People
Re Ping An Securities Ltd trademarks
HK Court of Final Appeal, 12-May-2009
Orgs
People
Re Ping An Securities Ltd trademarks
HK Court of Appeal, 26-Jun-2008
Orgs
Re Ping An Securities Ltd trademarks
HK Court of Appeal, 11-Jan-2008
Webb-site.com's article on the Baron Network is cited in paragraphs 13-21 of this judgment. We are quaintly referred to as the "Webb Page".
Orgs
People
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Public Disciplinary Actions