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Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司

SFC Licensed
SFC ID:AAO147
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SFC licences & institution history

Currently licensed
SFC ID:AAO147

Sumitomo Mitsui Trust (Hong Kong) Limited

2 former names

  1. Sumitomo Trust Finance (HK) Limited

    Earlier period—1990.09.11

    SFC name change: 1990.09.11

    No SFO licence period listed under this name

  2. Sumitomo Trust Finance (H.K.) Limited, The

    1990.09.11—2012.04.01

    SFC name change: 2012.04.01

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  3. Sumitomo Mitsui Trust (Hong Kong) Limited

    2012.04.01—Registered name

    Licences in this name periodTYPE 1TYPE 3TYPE 4TYPE 9
Licences of Sumitomo Mitsui Trust (Hong Kong) Limited (AAO147)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2014.01.07—Present
TYPE 1Dealing in securities
  • 2003.04.01—2014.01.07
TYPE 3Leveraged foreign exchange trading
  • 2023.02.16—Present
TYPE 4Advising on securities
  • 2014.01.07—Present
TYPE 4Advising on securities
  • 2003.04.01—2014.01.07
TYPE 5Advising on futures contracts
  • 2009.11.13—2011.01.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.10.16
TYPE 9Asset management
  • 2014.01.07—Present
TYPE 9Asset management
  • 2003.04.01—2014.01.07