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SFC ID:AAE264
CCASS ID:B01297
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Public Disciplinary Actions
SFC reprimands Mr Wong Kwong Sing for trading malpractices and inadequate audit trail of orders
SFC, 15-Dec-2005
Orgs
People
SFC fines Onshine Securities Ltd HK$100k and Mr Chan Sum Fat HK$16,700
SFC, 25-Oct-2005
Orgs
People