Webb-site Legacy

Home

LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)

SFC InactiveDissolved
SFC ID:AAJ408
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:AAJ408

Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets)

5 former names

  1. Bridge Eastern Management Limited

    Earlier period—1977.08.19

    SFC name change: 1977.08.19

    No SFO licence period listed under this name

  2. Bridge Management Limited

    1977.08.19—1993.07.01

    SFC name change: 1993.07.01

    No SFO licence period listed under this name

  3. Citibank Global Asset Management (Asia) Limited

    1993.07.01—2002.01.09

    SFC name change: 2002.01.09

    No SFO licence period listed under this name

  4. Citibank Global Asset Management (Asia) Limited

    2002.01.09—2002.02.01

    SFC name change: 2002.02.01

    No SFO licence period listed under this name

  5. Citibank Global Asset Management (Asia) Limited

    2002.02.01—2006.04.26

    SFC name change: 2006.04.26

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
  6. Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets)

    2006.04.26—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Licences of Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) (AAJ408)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2015.08.28
TYPE 4Advising on securities
  • 2003.04.01—2015.08.28
TYPE 5Advising on futures contracts
  • 2003.04.01—2006.09.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.19
TYPE 9Asset management
  • 2003.04.01—2015.08.28