CANADIAN IMPERIAL BANK OF COMMERCE Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
R	Advising on corporate finance	-	2014-01-10
R	Advising on securities	-	2005-03-14
R	Advising on securities	2012-04-27	-
R	Asset management	-	2005-03-14
R	Asset management	2006-12-13	2013-07-05
R	Dealing in securities	-	-