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SUMITOMO MITSUI BANKING CORPORATION Hong Kong SFC License Details
SUMITOMO MITSUI BANKING CORPORATION
SFC Licensed
SFC ID:
AIU472
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
R
Advising on corporate finance
2003-09-30
-
R
Advising on securities
2003-09-30
-
R
Dealing in securities
2003-09-30
-