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YUE XIU SECURITIES COMPANY LIMITED 越秀証券有限公司

SFC Licensed
SFC ID:ABQ722
CCASS ID:B01551
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SFC licences & institution history

Currently licensed
SFC ID:ABQ722

Yue Xiu Securities Company Limited

1 former names

  1. Yue Xiu Finance (Securities) Company Limited

    Earlier period—1997.08.31

    SFC name change: 1997.08.31

    No SFO licence period listed under this name

  2. Yue Xiu Securities Company Limited

    1997.08.31—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Yue Xiu Securities Company Limited (ABQ722)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2013.12.02—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2013.12.02—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2008.10.30
TYPE 9Asset management
  • 2003.04.01—2003.12.17