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DRAKE & MORGAN LIMITED

SFC Inactive
SFC ID:AEO788
CCASS ID:B01658
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SFC licences & institution history

No current licences
SFC ID:AEO788

Drake & Morgan Limited

2 former names

  1. Win Prospect International Limited

    Earlier period—1998.04.17

    SFC name change: 1998.04.17

    No SFO licence period listed under this name

  2. TingKong-RexCapital Securities International Limited

    1998.04.17—2003.09.01

    SFC name change: 2003.09.01

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Drake & Morgan Limited

    2003.09.01—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Drake & Morgan Limited (AEO788)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2009.09.16
TYPE 4Advising on securities
  • 2003.04.01—2005.02.08
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.08
TYPE 9Asset management
  • 2003.04.01—2005.02.08