Webb-site Legacy

Home

CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 京華山一國際(香港)有限公司

SFC Licensed
SFC ID:BHM090
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

2016.07.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BHM090

Core Pacific - Yamaichi International (H.K.) Limited

Licences of Core Pacific - Yamaichi International (H.K.) Limited (BHM090)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2016.07.01—Present
TYPE 4Advising on securities
  • 2016.07.01—Present
TYPE 6Advising on corporate finance
  • 2016.07.01—Present

Before amalgamation

Historical institution
SFC ID:AAG436

Core Pacific - Yamaichi International (H.K.) Limited

3 former names

  1. World Securities (Hong Kong) Company Limited

    Earlier period—1971.08.04

    SFC name change: 1971.08.04

    No SFO licence period listed under this name

  2. Yamaichi International (H.K.) Limited

    1971.08.04—1990.07.25

    SFC name change: 1990.07.25

    No SFO licence period listed under this name

  3. Yamaichi International (HK) Limited

    1990.07.25—1998.02.01

    SFC name change: 1998.02.01

    No SFO licence period listed under this name

  4. Core Pacific - Yamaichi International (H.K.) Limited

    1998.02.01—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Core Pacific - Yamaichi International (H.K.) Limited (AAG436)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2016.06.30
TYPE 4Advising on securities
  • 2003.04.01—2016.06.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2016.06.30
TYPE 7Providing automated trading services
  • 2003.04.01—2004.10.25
TYPE 9Asset management
  • 2003.04.01—2004.10.25
Historical institution
SFC ID:ABH177

Core Pacific-Yamaichi Securities (H.K.) Limited

2 former names

  1. Yamaichi Securities (Hong Kong) Limited

    Earlier period—1998.02.01

    SFC name change: 1998.02.01

    No SFO licence period listed under this name

  2. Core Pacific-Yamaichi Securities (H.K.) Limited

    1998.02.01—1998.02.22

    SFC name change: 1998.02.22

    No SFO licence period listed under this name

  3. Core Pacific-Yamaichi Securities (H.K.) Limited

    1998.02.22—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Core Pacific-Yamaichi Securities (H.K.) Limited (ABH177)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2016.06.30
TYPE 4Advising on securities
  • 2003.04.01—2004.10.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.25
TYPE 7Providing automated trading services
  • 2003.04.01—2004.10.25
TYPE 9Asset management
  • 2003.04.01—2004.10.25