Webb-site Legacy

Home

CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司

SFC Licensed
SFC ID:AAE879
CCASS ID:B01228
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAE879

CITIC Securities Brokerage (HK) Limited

2 former names

  1. Cargary Securities Limited

    Earlier period—2002.09.08

    SFC name change: 2002.09.08

    No SFO licence period listed under this name

  2. CITIC Capital Securities Limited

    2002.09.08—2006.05.10

    SFC name change: 2006.05.10

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. CITIC Securities Brokerage (HK) Limited

    2006.05.10—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of CITIC Securities Brokerage (HK) Limited (AAE879)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.03.11
TYPE 7Providing automated trading services
  • 2003.04.01—2004.03.11
TYPE 9Asset management
  • 2003.04.01—2006.05.09