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DAH SING SECURITIES LIMITED 大新證券有限公司

SFC Licensed
SFC ID:AFM972
CCASS ID:B01695
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SFC licences & institution history

Currently licensed
SFC ID:AFM972

Dah Sing Securities Limited

3 former names

  1. 21CM (HK) Limited

    Earlier period—1999.10.19

    SFC name change: 1999.10.19

    No SFO licence period listed under this name

  2. Global Courage Limited

    1999.10.19—1999.12.08

    SFC name change: 1999.12.08

    No SFO licence period listed under this name

  3. Global Courage Securities Limited

    1999.12.08—2008.08.21

    SFC name change: 2008.08.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. Dah Sing Securities Limited

    2008.08.21—Registered name

    Licences in this name periodTYPE 1
Licences of Dah Sing Securities Limited (AFM972)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.26
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.26
TYPE 7Providing automated trading services
  • 2003.04.01—2004.11.26
TYPE 9Asset management
  • 2003.04.01—2004.11.26