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SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED 三井住友德思資產管理(香港)有限公司

SFC Licensed
SFC ID:BOT526
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SFC licences & institution history

2019.10.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BOT526

Sumitomo Mitsui DS Asset Management (Hong Kong) Limited

4 former names

  1. DICAM (H.K.) Limited

    Earlier period—1988.03.28

    SFC name change: 1988.03.28

    No SFO licence period listed under this name

  2. DICAM (H.K.) Limited

    1988.03.28—1989.04.27

    SFC name change: 1989.04.27

    No SFO licence period listed under this name

  3. Daiwa International Capital Management (H.K.) Limited

    1989.04.27—1999.04.18

    SFC name change: 1999.04.18

    No SFO licence period listed under this name

  4. Daiwa SB Investments (HK) Limited

    1999.04.18—2019.10.02

    SFC name change: 2019.10.02

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  5. Sumitomo Mitsui DS Asset Management (Hong Kong) Limited

    2019.10.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Sumitomo Mitsui DS Asset Management (Hong Kong) Limited (BOT526)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2019.10.01—Present
TYPE 4Advising on securities
  • 2019.10.01—Present
TYPE 9Asset management
  • 2019.10.01—Present

Before amalgamation

Historical institution
SFC ID:AAB217

Daiwa SB Investments (HK) Limited

2 former names

  1. DICAM (H.K.) Limited

    Earlier period—1989.04.27

    SFC name change: 1989.04.27

    No SFO licence period listed under this name

  2. Daiwa International Capital Management (H.K.) Limited

    1989.04.27—1999.04.18

    SFC name change: 1999.04.18

    No SFO licence period listed under this name

  3. Daiwa SB Investments (HK) Limited

    1999.04.18—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Daiwa SB Investments (HK) Limited (AAB217)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.01.25
  • 2007.05.08—2019.09.30
TYPE 4Advising on securities
  • 2003.04.01—2005.01.25
  • 2007.05.08—2019.09.30
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.01.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.25
TYPE 9Asset management
  • 2003.04.01—2019.09.30
Historical institution
SFC ID:AAK014

Sumitomo Mitsui Asset Management (Hong Kong) Limited

3 former names

  1. Taisho Finance Asia Limited

    Earlier period—1996.04.01

    SFC name change: 1996.04.01

    No SFO licence period listed under this name

  2. Mitsui Marine Investment (Asia) Limited

    1996.04.01—2001.09.21

    SFC name change: 2001.09.21

    No SFO licence period listed under this name

  3. MITSUI SUMITOMO INSURANCE Asset Management (Hong Kong) Limited

    2001.09.21—2002.12.02

    SFC name change: 2002.12.02

    No SFO licence period listed under this name

  4. Sumitomo Mitsui Asset Management (Hong Kong) Limited

    2002.12.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Sumitomo Mitsui Asset Management (Hong Kong) Limited (AAK014)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2016.12.19—2019.09.30
TYPE 4Advising on securities
  • 2003.04.01—2019.09.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.21
TYPE 9Asset management
  • 2003.04.01—2019.09.30