SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-01-25
C	Advising on futures contracts	-	2005-01-25
C	Advising on securities	-	2005-01-25
C	Advising on securities	2007-05-08	2019-09-30
C	Advising on securities	2019-10-01	-
C	Asset management	-	2019-09-30
C	Asset management	2019-10-01	-
C	Dealing in securities	-	2005-01-25
C	Dealing in securities	2007-05-08	2019-09-30
C	Dealing in securities	2019-10-01	-

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED 三井住友德思資產管理(香港)有限公司