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UOB KAY HIAN ASIA LIMITED 大華繼顯亞洲有限公司

SFC InactiveDissolved
SFC ID:AFR584
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SFC licences & institution history

No current licences
SFC ID:AFR584

UOB Kay Hian Asia Limited

3 former names

  1. Asia Step Limited

    Earlier period—2000.01.03

    SFC name change: 2000.01.03

    No SFO licence period listed under this name

  2. Kay Hian Overseas Securities Asia Limited

    2000.01.03—2001.01.02

    SFC name change: 2001.01.02

    No SFO licence period listed under this name

  3. UOB Kay Hian Overseas Limited

    2001.01.02—2001.06.28

    SFC name change: 2001.06.28

    No SFO licence period listed under this name

  4. UOB Kay Hian Asia Limited

    2001.06.28—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of UOB Kay Hian Asia Limited (AFR584)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.11.09
TYPE 4Advising on securities
  • 2003.04.01—2005.11.09
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.12
TYPE 9Asset management
  • 2003.04.01—2005.01.12