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GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

SFC Licensed
SFC ID:ADH990
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SFC licences & institution history

Currently licensed
SFC ID:ADH990

Guotai Junan Assets (Asia) Limited

2 former names

  1. J & A Assets (Asia) Limited

    Earlier period—2000.04.26

    SFC name change: 2000.04.26

    No SFO licence period listed under this name

  2. Guo Tai Junan Assets (Asia) Limited

    2000.04.26—2000.06.19

    SFC name change: 2000.06.19

    No SFO licence period listed under this name

  3. Guotai Junan Assets (Asia) Limited

    2000.06.19—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Guotai Junan Assets (Asia) Limited (ADH990)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2009.09.23—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.03.30
  • 2004.11.29—Present
TYPE 9Asset management
  • 2003.04.01—Present