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GUOTAI JUNAN ASSETS (ASIA) LIMITED Hong Kong SFC License Details
GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC Licensed
SFC ID:
ADH990
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
-
2004-03-30
C
Advising on securities
2004-11-29
-
C
Asset management
-
-
C
Dealing in securities
2009-09-23
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