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Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

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SFC ID:AAB639
CCASS ID:B01777
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Public Disciplinary Actions
32 licensees depart Daiwa Capital Markets HK Ltd 16-18-Feb-2012
Webb-site.com, 22-Feb-2012
Orgs
SFC fines Daiwa Securities SMBC Hong Kong Ltd & reprimands Mr Koji Yoshihara for breaching IPO stablisation rules
SFC, 02-Mar-2005
The stock is not named, but the only HK listing Daiwa sponsored in 2004 was Sinocom Software Group Ltd (0299).
Orgs
People
SFC takes action against Daiwa Securities (HK) Ltd and Osamu Semba
SFC, 16-Oct-1998
Orgs
People