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SBI E2-Capital Securities Limited Hong Kong SFC License Details
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司
SFC Licensed
SFC ID:
BIC854
CCASS ID:
B02072
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2021-03-15
-
C
Asset management
2021-03-15
2023-01-10
C
Dealing in futures contracts
2017-02-21
2023-01-10
C
Dealing in securities
2017-02-21
-