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TD Ameritrade Hong Kong Limited 德美利證券香港有限公司

SFC Inactive

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Dealing in futures contracts	2017-10-17	2022-12-28
C	Dealing in securities	2017-10-17	2022-12-28