UniCredit Bank GmbH Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
R	Advising on corporate finance	-	2016-01-12
R	Advising on securities	-	2013-12-13
R	Advising on securities	2018-05-17	2023-07-06
R	Asset management	-	2004-09-09
R	Dealing in securities	-	2013-12-13
R	Dealing in securities	2018-05-17	2023-07-06