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Polen Capital HK Limited

SFC Licensed
SFC ID:ABA410
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SFC licences & institution history

Currently licensed
SFC ID:ABA410

Polen Capital HK Limited

6 former names

  1. Vona Limited

    Earlier period—1991.10.24

    SFC name change: 1991.10.24

    No SFO licence period listed under this name

  2. Lloyd George Management (Hong Kong) Limited

    1991.10.24—2013.12.09

    SFC name change: 2013.12.09

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  3. BMO Global Asset Management (Asia) Limited (trading as Lloyd George Management)

    2013.12.09—2014.05.27

    SFC name change: 2014.05.27

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  4. BMO Global Asset Management (Asia) Limited (trading as Lloyd George Management and LGM Investments)

    2014.05.27—2015.02.17

    SFC name change: 2015.02.17

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  5. BMO Global Asset Management (Asia) Limited

    2015.02.17—2022.07.15

    SFC name change: 2022.07.15

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  6. Columbia Threadneedle AM (Asia) Limited

    2022.07.15—2023.03.07

    SFC name change: 2023.03.07

    Licences in this name periodTYPE 4TYPE 9
  7. Polen Capital HK Limited

    2023.03.07—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Polen Capital HK Limited (ABA410)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2012.09.28—2021.09.16
  • 2025.05.02—2026.10.12
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.19
TYPE 9Asset management
  • 2003.04.01—Present