Webb-site Legacy

Home

KINGSWAY FINANCIAL SERVICES GROUP LIMITED 滙富金融服務有限公司

SFC Licensed
SFC ID:ADF346
CCASS ID:B01581
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ADF346

Kingsway Financial Services Group Limited

3 former names

  1. Kingsway Securities Limited

    Earlier period—1995.11.09

    SFC name change: 1995.11.09

    No SFO licence period listed under this name

  2. Kingsway SW Securities Limited

    1995.11.09—1995.12.19

    SFC name change: 1995.12.19

    No SFO licence period listed under this name

  3. Kingsway SW Securities Limited

    1995.12.19—2003.09.05

    SFC name change: 2003.09.05

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. Kingsway Financial Services Group Limited

    2003.09.05—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Kingsway Financial Services Group Limited (ADF346)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2004.05.31—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2011.08.09
TYPE 7Providing automated trading services
  • 2003.04.01—2004.05.31
TYPE 9Asset management
  • 2003.04.01—Present