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CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

SFC Licensed
SFC ID:AAW351
CCASS ID:B01347
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SFC licences & institution history

Currently licensed
SFC ID:AAW351

CGS International Securities Hong Kong Limited

6 former names

  1. Brilliant Glaza Limited

    Earlier period—1991.01.29

    SFC name change: 1991.01.29

    No SFO licence period listed under this name

  2. G.K. Goh Securities (H.K.) Limited

    1991.01.29—2005.09.16

    SFC name change: 2005.09.16

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  3. CIMB-GK Securities (HK) Limited

    2005.09.16—2009.07.06

    SFC name change: 2009.07.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6
  4. CIMB Securities (HK) Limited

    2009.07.06—2012.04.23

    SFC name change: 2012.04.23

    Licences in this name periodTYPE 1TYPE 4TYPE 6
  5. CIMB Securities Limited

    2012.04.23—2018.03.02

    SFC name change: 2018.03.02

    Licences in this name periodTYPE 1TYPE 4TYPE 6
  6. CGS-CIMB Securities (Hong Kong) Limited

    2018.03.02—2024.01.30

    SFC name change: 2024.01.30

    Licences in this name periodTYPE 1TYPE 4TYPE 6
  7. CGS International Securities Hong Kong Limited

    2024.01.30—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of CGS International Securities Hong Kong Limited (AAW351)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2019.10.10
TYPE 9Asset management
  • 2003.04.01—2005.02.07