UBS SECURITIES ASIA LIMITED

7 former names

1. SBCA (Hong Kong) Limited

   Earlier period—1990.11.26

   SFC name change: 1990.11.26

   No SFO licence period listed under this name

2. SBCI Finance Asia Limited

   1990.11.26—1995.01.02

   SFC name change: 1995.01.02

   No SFO licence period listed under this name

3. SBC Asia Limited

   1995.01.02—1995.09.01

   SFC name change: 1995.09.01

   No SFO licence period listed under this name

4. SBC Warburg Asia Limited

   1995.09.01—1997.09.30

   SFC name change: 1997.09.30

   No SFO licence period listed under this name

5. SBC Warburg Dillon Read Asia Limited

   1997.09.30—1998.06.29

   SFC name change: 1998.06.29

   No SFO licence period listed under this name

6. Warburg Dillon Read (Asia) Limited

   1998.06.29—2000.05.02

   SFC name change: 2000.05.02

   No SFO licence period listed under this name

7. UBS Warburg Asia Limited

   2000.05.02—2003.06.09

   SFC name change: 2003.06.09

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9

8. UBS Securities Asia Limited

   2003.06.09—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9