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SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

SFC Inactive
SFC ID:AIC042
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SFC licences & institution history

No current licences
SFC ID:AIC042

Southwest Securities (HK) Capital Limited

1 former names

  1. Tanrich Capial Limited

    Earlier period—2015.04.09

    SFC name change: 2015.04.09

    Licences in this name periodTYPE 1TYPE 6

  2. Southwest Securities (HK) Capital Limited

    2015.04.09—Registered name

    Licences in this name periodTYPE 1TYPE 6
Licences of Southwest Securities (HK) Capital Limited (AIC042)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2023.03.29
TYPE 6Advising on corporate finance
  • 2003.04.01—2025.10.09