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UBS Asset Management (Hong Kong) Limited

SFC Licensed
SFC ID:AGP568
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SFC licences & institution history

Currently licensed
SFC ID:AGP568

UBS Asset Management (Hong Kong) Limited

6 former names

  1. SBC Investments Asia Limited

    Earlier period—1995.08.31

    SFC name change: 1995.08.31

    No SFO licence period listed under this name

  2. SBC Warburg Investments Asia Limtied

    1995.08.31—1998.06.28

    SFC name change: 1998.06.28

    No SFO licence period listed under this name

  3. Warburg Investments (Asia) Limtied

    1998.06.28—2000.05.01

    SFC name change: 2000.05.01

    No SFO licence period listed under this name

  4. UBS Warburg Investments Asia Limited

    2000.05.01—2001.03.13

    SFC name change: 2001.03.13

    No SFO licence period listed under this name

  5. UBS Asset Management (Hong Kong) Limited

    2001.03.13—2002.04.08

    SFC name change: 2002.04.08

    No SFO licence period listed under this name

  6. UBS Global Asset Management (Hong Kong) Limited

    2002.04.08—2015.10.30

    SFC name change: 2015.10.30

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
  7. UBS Asset Management (Hong Kong) Limited

    2015.10.30—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of UBS Asset Management (Hong Kong) Limited (AGP568)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2012.09.12—Present
TYPE 2Dealing in futures contracts
  • 2012.09.12—2020.01.21
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present