SBC Investments Asia Limited
Earlier period—1995.08.31
SFC name change: 1995.08.31
No SFO licence period listed under this name
SBC Warburg Investments Asia Limtied
1995.08.31—1998.06.28
SFC name change: 1998.06.28
No SFO licence period listed under this name
Warburg Investments (Asia) Limtied
1998.06.28—2000.05.01
SFC name change: 2000.05.01
No SFO licence period listed under this name
UBS Warburg Investments Asia Limited
2000.05.01—2001.03.13
SFC name change: 2001.03.13
No SFO licence period listed under this name
UBS Asset Management (Hong Kong) Limited
2001.03.13—2002.04.08
SFC name change: 2002.04.08
No SFO licence period listed under this name
UBS Global Asset Management (Hong Kong) Limited
2002.04.08—2015.10.30
SFC name change: 2015.10.30
UBS Asset Management (Hong Kong) Limited
2015.10.30—Registered name
| Regulated Activity | Effective periods |
|---|---|
| TYPE 1Dealing in securities |
|
| TYPE 2Dealing in futures contracts | |
| TYPE 4Advising on securities |
|
| TYPE 9Asset management |
|