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BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司

SFC Licensed
SFC ID:AAJ177
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SFC licences & institution history

Currently licensed
SFC ID:AAJ177

Baring Asset Management (Asia) Limited

3 former names

  1. Baring International Asset Administration Limited

    Earlier period—1994.11.17

    SFC name change: 1994.11.17

    No SFO licence period listed under this name

  2. Mahathir Limited

    1994.11.17—2000.12.16

    SFC name change: 2000.12.16

    No SFO licence period listed under this name

  3. Baring Asset Management (Asia) Limited

    2000.12.16—2018.08.12

    SFC name change: 2018.08.12

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9

  4. Baring Asset Management (Asia) Limited

    2018.08.12—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of Baring Asset Management (Asia) Limited (AAJ177)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.08.29—Present
TYPE 2Dealing in futures contracts
  • 2015.09.07—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.08.28
TYPE 9Asset management
  • 2003.04.01—Present