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GT CAPITAL LIMITED 高富金融有限公司

SFC Inactive
SFC ID:AGF968
CCASS ID:B01725
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SFC licences & institution history

No current licences
SFC ID:AGF968

GT Capital Limited

4 former names

  1. Great Centre Investment Limited

    Earlier period—2000.08.07

    SFC name change: 2000.08.07

    No SFO licence period listed under this name

  2. Chun Yick Securities Limited

    2000.08.07—2004.08.16

    SFC name change: 2004.08.16

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Hua Xia Securities Hong Kong Limited

    2004.08.16—2005.05.05

    SFC name change: 2005.05.05

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. GT Capital Limited

    2005.05.05—2007.07.04

    SFC name change: 2007.07.04

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

  5. GT Capital Limited

    2007.07.04—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of GT Capital Limited (AGF968)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2026.11.06
TYPE 2Dealing in futures contracts
  • 2006.03.03—2006.09.11
TYPE 4Advising on securities
  • 2003.04.01—2026.11.06
TYPE 5Advising on futures contracts
  • 2006.03.03—2006.09.11
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.10
TYPE 9Asset management
  • 2003.04.01—2005.01.10
  • 2005.09.29—2006.09.11