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PROVIDENT FUTURES (HONG KONG) LIMITED Public Disciplinary Actions
PROVIDENT FUTURES (HONG KONG) LIMITED 寶山期貨（香港）有限公司
SFC Licensed
SFC ID:
AJD535
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Grand Investment (Securities) Ltd HK$3m, suspends William Lee Tak Lun & Wendy Chung Wing Han
SFC, 02-Nov-2009
Orgs
People
SFC fines Grand Investment (Futures) Ltd HK$300k for FRR breaches
SFC, 08-Nov-2005
Orgs