HSBC SECURITIES (ASIA) LIMITED

5 former names

1. James Capel (Far East) Limited

   Earlier period—1992.01.02

   SFC name change: 1992.01.02

   No SFO licence period listed under this name

2. Wardley James Capel (Far East) Limited

   1992.01.02—1994.01.03

   SFC name change: 1994.01.03

   No SFO licence period listed under this name

3. James Capel Asia Limited

   1994.01.03—1996.03.21

   SFC name change: 1996.03.21

   No SFO licence period listed under this name

4. HSBC James Capel Asia Limited

   1996.03.21—1998.02.25

   SFC name change: 1998.02.25

   No SFO licence period listed under this name

5. HSBC Securities Asia Limited

   1998.02.25—1999.09.22

   SFC name change: 1999.09.22

   No SFO licence period listed under this name

6. HSBC Securities (Asia) Limited

   1999.09.22—Registered name

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9