MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司

7 former names

1. Hallville Limited

   Earlier period—1984.10.12

   SFC name change: 1984.10.12

   No SFO licence period listed under this name

2. Baring Far East Securities (Hong Kong) Limited

   1984.10.12—1986.08.01

   SFC name change: 1986.08.01

   No SFO licence period listed under this name

3. Baring Securities (Hong Kong) Limited

   1986.08.01—1996.04.11

   SFC name change: 1996.04.11

   No SFO licence period listed under this name

4. ING Baring Securities (Hong Kong) Limited

   1996.04.11—2002.03.22

   SFC name change: 2002.03.22

   No SFO licence period listed under this name

5. ING Securities Limited

   2002.03.22—2004.07.30

   SFC name change: 2004.07.30

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

6. Macquarie Securities Limited

   2004.07.30—2008.02.29

   SFC name change: 2008.02.29

   Licences in this name periodTYPE 1TYPE 4TYPE 6

7. Macquarie Capital Securities Limited

   2008.02.29—2015.12.29

   SFC name change: 2015.12.29

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7

8. Macquarie Capital Limited

   2015.12.29—Registered name

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7