HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, THE 香港上海滙豐銀行有限公司

SFC Licensed

CCASS ID:C00019

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
R	Advising on corporate finance	-	-
R	Advising on futures contracts	2008-07-23	-
R	Advising on securities	-	-
R	Asset management	-	2006-11-24
R	Asset management	2013-07-26	-
R	Automated trading services	-	2004-07-21
R	Dealing in futures contracts	2010-01-22	-
R	Dealing in securities	-	-