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HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, THE 香港上海滙豐銀行有限公司

SFC Licensed
SFC ID:AAA523
CCASS ID:C00019
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SFC licences & institution history

Currently licensed
SFC ID:AAA523

Hongkong and Shanghai Banking Corporation Limited, The

5 former names

  1. The Hongkong and Shanghai Banking Corporation

    Earlier period—1990.07.24

    SFC name change: 1990.07.24

    No SFO licence period listed under this name

  2. Hongkong and Shanghai Banking Corporation, The

    1990.07.24—1990.08.01

    SFC name change: 1990.08.01

    No SFO licence period listed under this name

  3. Hongkong and Shanghai Banking Corporation Limited, The

    1990.08.01—1991.04.08

    SFC name change: 1991.04.08

    No SFO licence period listed under this name

  4. HSBC Holdings plc

    1991.04.08—1991.12.19

    SFC name change: 1991.12.19

    No SFO licence period listed under this name

  5. Hong Kong & Shanghai Banking Corporation

    1991.12.19—1992.01.08

    SFC name change: 1992.01.08

    No SFO licence period listed under this name

  6. Hongkong and Shanghai Banking Corporation Limited, The

    1992.01.08—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Hongkong and Shanghai Banking Corporation Limited, The (AAA523)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2010.01.22—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2008.07.23—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2004.07.21
TYPE 9Asset management
  • 2003.04.01—2006.11.24
  • 2013.07.26—Present