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GALAXY ASSET MANAGEMENT (H.K.) LIMITED 嘉理資產管理有限公司

SFC Licensed
SFC ID:AEM844
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SFC licences & institution history

Currently licensed
SFC ID:AEM844

Galaxy Asset Management (H.K.) Limited

1 former names

  1. Sea Wave Securities (H.K.) Limited

    Earlier period—1998.12.21

    SFC name change: 1998.12.21

    No SFO licence period listed under this name

  2. Galaxy Asset Management (H.K.) Limited

    1998.12.21—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of Galaxy Asset Management (H.K.) Limited (AEM844)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2024.03.21
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.17
TYPE 9Asset management
  • 2003.04.01—Present