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CWB Hong Kong Limited

SFC Licensed
SFC ID:AFQ783
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SFC licences & institution history

Currently licensed
SFC ID:AFQ783

CWB Hong Kong Limited

3 former names

  1. Tripod Management Limited

    Earlier period—2017.11.16

    SFC name change: 2017.11.16

    Licences in this name periodTYPE 4TYPE 9

  2. FinEX Asia Investment Limited

    2017.11.16—2019.07.29

    SFC name change: 2019.07.29

    Licences in this name periodTYPE 4TYPE 9

  3. Assured Asset Management Limited

    2019.07.29—2025.08.04

    SFC name change: 2025.08.04

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  4. CWB Hong Kong Limited

    2025.08.04—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of CWB Hong Kong Limited (AFQ783)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2019.11.13—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present